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HomeMy WebLinkAboutORDINANCE 0582-1980CITY OF KENAI ALASKA ORDINANCE NO. 582-80 AN ORDINANCE OF THE CITY OF KENA1, ALASKA, PROVIDING FOR THE ISSUANCE OF $400,000 GEN- ERAL OBLIGATION BONDS OF THE CITY AND FIX- ING DETAILS OF SAID BONDS. WHEREAS, pursuant to Resolution No. 80-32 of the City passed and approved on March 19, 1980, the following question: PROPOSITION City Administration Building Pursuant to Resolution No. 80-32 shall the City of Kenai, Alaska, be authorized to incur indebtedness �1 and to issue Its general obligation bonds or other such evidence of indebtedness In an amount or amounts as needed, and not to exceed in the aggre- gate FOUR HUNDRED THOUSAND DOLLARS ($400,000), for the purpose of providinga portion of the funds for planning, designing, acquiring, constructing, Improving, and equipping a City Administration Building capital improvement in the City, and to pledge the full faith and credit of the City for the payment of the principal and interest on the bonds or other such evidence of Indebted- ness? Said general obligation bonds or other such evidence of indebtedness are to mature within 30 years from the date of issue and are to bear inter- est at a rate not to exceed the maximum rate per- mitted by law. (herein called the "Proposition") was passed and approved by a vote of 124 for and 121 against the Proposition at the special election held in the City on April 9, 1980, and said election has been duly canvassed and the results Viereof certified and confirmed in accordance with law; and � I- J M a . CITY OF KENAI Page 2 ORDINANCE NO. 582-80 WHEREAS, the City Council of the City of Kenai has deter- mined and does hereby determine that It is necessary to proceed with the planning, designing, acquiring, constructing, improving and equip- ping of a City Administration Building capital Improvement in the City (all hereinafter collectively referred to as the "Project"); and WHEREAS, it is deemed necessary and advisable and In the best interests of the City and its Inhabitants that $400,000 principal amount of the general obligation bonds, referred to in the Proposition, be issued at this time in a single series, as hereinafter fixed and determined, for the purpose of raising funds to pay the cost of con- structing and acquiring the Project; NOW, THEREFORE, BE IT ORDAINED BY THE COUNCIL OF THE CITY OF KENAI, as follows: Section 1. Definitions. The following terms shall have the following meanings in the Ordinance: (a) "Bonds" shall mean any of the City of Kenai General Obligation Bonds, 1980, issued pursuant to the Ordinance as the evidence of the indebtedness referred to In the Proposition. (b) "City" shall mean the City nf Kenai, a municipal cor- poration of the State of Alaska, organized as a home rule city pursuant to Title 29 of the Alaska Statutes and the Charter of the City of Kenai, Alaska. (c) "Cost" shall mean thcf cost of acquiring and developing the Project, including Interest on the Bonds prior to and during CITY OF KENAI ORDINANCE NO. 582-80 Page 3 the period of acquiring and developing the Project, and reasonable fees of the Paying Agents for the payment of such interest, the cost whether Incurred by the City or another of field surveys and advance planning undertaken in connection with the Project prop- erly allocable to the Project and the cost of acquisition of any land or interest therein required as the site of the Project or for use In connection therewith, the cost of preparation of the site of the Project and of any land to be used in connection therewith, the cost of any indemnity and surety bonds and premiums on insurance Incurred In connection with the Project prior to or during con- struction thereof and all related direct administrative and inspec- tion expenses whether incurred by it or by another in connection with the Project prior to or during construction thereof and alloc- able portions of direct costs of the City, legal fees, fees and expenses of the Paying Agents, cost of Issuance of the Bonds by the City and financing charges and fees and expenses of bond counsid, financial advisors and consultants in connection therewith, costs of audits, the cost of all machinery, apparatus and equip- ment, cost of engineering, architectural services, design, plans, specifications and surveys, estimates of cost, the reimbursement of all moneys advanced from whatever source, for the payment of any item or items of cost of the Project, and all other expenses neces- sary or incident to determining the feasibility or practicability of the Project, and such other expenses not specified herein as may a A H { I 2 -, e.� CITY OF KENAI ORDINANCE NO. 582-80 Page 4 be necessary or incident to the acquisition and development of the Project, the financing thereof and the placing of the same In use and operation. (d) "Ordinance" shall mean this Ordinance of the City. (e) "Paying Agent" and "Principal Paying Agent" shall mean the banks, trust companies, or national banking associations appoin- ted by the City pursuant to Section 18 hereof. Section 2. Autho-ity for Ordinance. The City has ascer- tained and hereby determines that each and every matter and thing as to which provision is made in this Ordinance is necessary in order to carry out and effectuate the purposes of the City in accordance with the Constitution and statutes of the State of Alaska and the Charter of the City, and to incur the indebtedness and issue the Bonds as re- ferred to in the Proposition. Section 3. Purpose and Authorization of Bonds. For the purpose of raising funds to pay the cost of acquiring and developing the Project as authorized by the Proposition, which, in accordance with the Proposition is hereby determined to be necessary, general obligation bonds of the City referred to in the Proposition, each to be designated "City of Kenai General Obligation Bond, 198011, shall be issued in the aggregate principal amount of FOUR HUNDRED THOUSAND DOLLARS ($400,000) as a single issue and sold at public sale or at private sale Including sale to the Alaska Municipal Bond Bank on a date to be set by resolution of the Council passed prior to the sale. CITY OF KENAI Page 5 ORDINANCE NO. 582-80 Section 4. Date and Maturities of Bonds. The Bonds shall mature on August 1 In the following amounts in the years set opposite such amounts: Maturity August 1 Amounts 1982 ;10,000 1983 10,000 1984 10,000 1985 10,000 1986 15,000 1987 15,000 1988 15,000 1989 15,000 1990 20,000 1991 20,000 1992 20,000 1993 20,000 1994 26,000 1995 25,000 1996 30,000 1997 30,000 1998 35,000 i999 35,000 2000 40,000 Section S. Payment Dates, Form and Numbering of Bonds. Each Bond shall bear interest from its date payable on the first days of February and August in each year beginning August 1, 1981 at such rate or rates per annum as may be fixed and determined by resolution adopted prior to the delivery thereof. The Bonds shall be coupon in form and payable to bearer and registrable as to principal alone as herein provided, or, in the case of sale to the Alaska Municipal Bond Bank, in the form of one fully regls- ■ v CITY OF KENAI ORDINANCE NO, 582-80 Page 6 tered bond without coupons and payable to the Alaska Municipal Bond i Bank. The Bonds coupon in form (herein called "coupon Bonds") shall I each be of the denomination of Five Thousand Dollars ($5,000). The coupon Bonds and the registered Bond shall be, respectively, sub- stantially In the forms of such Bonds hereinafter set forth with such appropriate variations, omissions or Insertions as are permitted or I required by this Ordinance or any resolution of the City adopted pur- suant to the provisions of this Ordinance and may have endorsed there - an such legends or text as may be necessary or appropriate to conform i to the rules and regulations of any governmental authority, or any usage or requirement of law with respect thereto. The coupon Bonds shall be numbered from one upwards in order of maturity. Section 6. Details of Bonds. The coupon Bonds shall be dated and bear Interest from August 1, 1980. The registered Bond shall bear Interest from its date, and shall be dated as of the date of .l Its issuance, or as of August 1, 1980 at the election of the City. Each of the Bonds shall be signed by the manual or facsimile signature of the Mayor, and the official seal of the City (or a facsimile i r thereof) shall be affixed, imprinted or otherwise reproduced on the Bonds, and attested by the manual or facsimile signature of the City I, } Clerk. The coupons attached to the coupon Bonds shall be executed 'I with the facsimile signature of the City Clerk. In case any officer whose signature or facsimile of whose signature shall appear on any Bond or coupon shall cease to 'be such officer before the delivery of i CITY OF KENAI page 7 ORDINANCE NO, 582-80 such Bond, such signature or such facsimile shall nevertheless b, valid and sufficient for all purposes the same as If he had remained in office until such delivery. In the event both the signature of the Mayor and the signa- ture of the Clerk are in facsimile form, the Bonds shall contain a certi- ficate of a Paying Agent certifying the authentication of such signatures In the follow!ng firm: PAYING AGENT'S CERTIFICATE OF AUTHENTICATION This Bond is one of the Bonds described in the within mentioned Ordinance and the signatures Imprinted hereon are the authentic signatures in facsimile of the Mayor and Clerk of the City. (Name) Paying Agent By Authorized Offfcer Both the principal and redemption price of and the interest on the Bonds shall be payable In any coin or currency of the United States of America which, at the respective dates of payment thereof, is legal tender for the payment of public and private debts. The principal and the interest on all coupon Bonds shall be payable at the principal office of the Paying Agents. Payment of the Interest on the coupon Bonds shall be made only upon presentation and surrender of the coupons, if any, representing such interest as the same respectively fall due, The interest on the registered Bond shall ,., -_ e ---- -= A ff, a , W,. CITY Of KENAI Page 8 ORDINANCE NO. 582-80 be paid on each interest payment date to the Alaska Municipal Bond Bank or its registered assigns. Section 7. Exchange of Registered Bond. The registered Bond, upon surrender thereof at the principal office of the City, to- gether with an assignment duly executed by the registered owner or his attorney in such form as shall be satisfactory to the City, may, at the option of the registered owner thereof, be exchanged for an equal aggregate principal amount of coupon Bonds with coupons attached reprEbenting all unpaid interest due or to become due thereon. Section S. Negotiability of Bonds. Title to any coupon ,. Bond, unless such Bond is registered as to principal in the manner hereinafter provided, and to any interest coupon, shall pass by deli- very in the same manner as a negotiable Instrument payable to bearer. At the option of the bearer, any coupon Bond may be registered as to principal alone on books for the registration and transfer of Bonds, kept by the Principal Paying Agent as Bond Registrar, upon presenta- tion thereof to the Principal Paying Agent, which shall make notation of such registration thereon. Any such Bond registered as to principal alone may thereafter be transferred only upon an assignment duly executed by the registered owner or his attorney in such form as shall be satisfactory to the Principal Paying Agent such transfer to be made on such books and endorsed o►i the Bond by the Principal Paying Agent. Such transfer may be to bearer and thereby transferability by delivery shall be restored subject, however, to successive registrations -A. CITY OF KENAI ORDINANCE NO. 582-80 Page 9 and transfers as before. Registration of any coupon Bond as to prin- cipal, however, shall not affect the negotiability by delivery of the coupons ap pertaining ppertaining to such Bond, but every such coupon shall con- e �• tinue to pass by delivery merely and shall remain payable to bearer. IIi li Section 9. Transfer of Registered Bond, Delivery of New Bonds and Fees of City and Principal Paying Agent. The registered I Bond may be transferred only upon books of the City kept for the registration and transfer of the Bond, upon presentation thereof at the office of the City, together with an assignment duly executed by the registered owner or his attorney in such form as shall be satisfactory to the City. Upon the transfer of the registered Bond, the City shall i ! make notation of such transfer thereon. In the case in which the registered Bond shall be exchanged, k there shall be executed, and the City shall authenticate and deliver, coupon Bonds in accordance with the provisions of this Ordinance. The Bond surrendered in any such exchange shall forthwith be cancelled by z the City. The City and the Principal Paying Agent may make a charge for every registration, exchange or transfer of Bonds sufficient to reimburse them for any tax, fee or other governmental charge required to be paid with respect to such registration, exchange, or transfer, or any other charges of the City incurred in connection therewith, and such charge or charges shall be paid before any such new Bond shall be delivered. Neither the City nor the Principal Paying Agent shall be required to make any such registration, exchange, or transfer of a 71, CITY Of KENAI ORDINANCE NO. 582-80 Page 10 Bond during the ten (10) days next preceding an interest payment date on such Bond. Section 10. Ownership of Registered Bonds. As to the registered Bond or any coupon Bond registered as to principal other than bearer, the person in whose name the same shall be registered shall be deemed and regarded as the absolute owner thereof for all purposes, and payment of or on account of the principal on such Bond and the interest on the registered Bond shall be made only to ai, upon the order of the registered owner thereof or his legal representative, but such registration may be changed as hereinabove provided. All such payments shall be valid and effectual to satisfy and discharge the liability upon such Bond, including the interest thereon to the extent of the sum or sums so paid. The City and the Paying Agents may deem and treat the bearer of any coupon Bond registered to bearer or not registered as to principal, and the bearer of any coupon appertaining to any coupon Bonds, whether or not coupon Bond shall be regis- tered as to principal, as the absolute owner of such Bond or coupon, as the case may be, for the purpose of receiving payment thereof and for all other purposes whatsoever, and neither the City nor the Paying Agent shall be affected by any notice to the contrary. I Section 11. Ulutilated, Destroyed, Stolen or Lost Bonds. in case any Bond shall become mutilated or be destroyed, stolen, or lost, the City may cause to be executed, and delivered, a new Bond of like Interest rate, principal amount and maturity in exchange and substitu- IM CITY OF KENAI ORDINANCE NO. 582-80 Page 11 tion for and upon cancellation of such mutilated Bond and its interest coupons, if any, in lieu of and in substitution for such Bond destroyed, stolen or lost, and Its coupons, if any, upon the holder paying the reasonable expenses and charges of the City in connection therewith and, in the case of a Bond destroyed, stolen or lost, his filing with the City evidence satisfactory to it that such Bond or coupons, if any, were destroyed, stolen or lost, and of his ownership thereof, and furnishing the City with indemnity satisfactory to it. Any new Bond so delivered may bear a number differing from the number on the Bond it replaces. Section 12. Exchange of Bonds. The City shall make provi- sion for the exchange of Bonds at the principal office of the Principal Paying Agent, and shall cause books to be kept by the Principal Paying Agent, as Bond Registrar, for the registration and transfer of Bonds as provided in this Ordinance, except that the books for the registered Bond shall be kept at the office of the City. Section 13. Redemption of Bonds. The Bonds maturing on or after August 1, 1991 shall be subject to redemption by or on behalf of the City prior to maturity and upon notice as hereinafter provided, as a whole or In part in inverse order of maturity on any interest payment date on or after August 1, 1990, at a redemption price equal to the principal amount of each Bond to be redeemed, together with 4nterest accrued thereon to the redemption date. LVWI"j rN0 1"W==W ram. " r ' s j Al=s �, CITY OF KENAI Page 12 ORDINANCE NO. 582-80 If less than all of the Bonds of like maturity are to be re- deemed, the particular Bonds to be redeemed shall be selected In in- verse numerical order. Section 14, Notice of Redemption. When the City determines to redeem any Bonds, it shall give notice of such redemption, which notice shall state the redemption date and Identify the Bonds to be redeemed by reference to their numbers and further state that on such redemption date there shall become due and payable upon each such Bond the principal amount thereof (hereinafter in this Ordinance re- ferred to as the "Redemption Price") together with interest accrued to i the redemption date, and that from and after such date interest thereon shall cease to accrue. Such notice shall be given by mailing notice to the registered owner of each Bond at the address kept on the books of the City and by publication at least once not less than sixty days prior to the redemption date in a newspaper which is customarily published at least once a day for at least five days (other than legal holidays) In each calendar week, printed in the English language, and published in one newspaper of general circulation In the Borough of Manhattan, City and State of New York; or the City of Seattle, Washington. In the event all Bonds are registered, no publication shall be required. Section 15. Payment of Redeemed Bonds. Notice of redemp- tion having been given in the manner provided in Section 14, the Bonds so called for redemption shall become due and payable on the redemp- tion date stated in said notice at the applicable Redemption Price on CITY OF KENAI ORDINANCE NO. 582-80 Page 13 said date plus interest accrued and unpaid to the redemption date, and, upon presentation and surrender thereof, at the principal office of the Paying Agent or in the case of the registered Bond, at the office of the City, together with, in the case of Bonds registered otherwise than to bearer, a written instrument of transfer duly executed by the registered owner or his duly authorized attorney and, in the case of Bonds not registered as to interest, all appurtenant coupons maturing subsequent to the redemption date, such Bonds shall be paid at the said Redemption Price plus interest accrued and unpaid to the redemp- tion date not represented by coupons for matured Interest Installments. AN Interest Installments represented by coupons which shall have matured on or prior to the redemption date shall continue to be payable to the bearers of such coupons. If, on the redemption date, moneys for the redemption of all the Bonds to be redeemed, together with interest accrued and unpaid to the redemption date, shall be held on behalf of the City at the principal office of the Paying Agents so as to be available therefor on said date and if notice of redemption shall have been published as aforesaid, then from and after the redemption date the Bonds so called for redemption shall cease to bear interest and the coupons for Interest appertaining thereto maturing subsequent to the redemption date shall be void and said Bonds and coupons shall no longer be considered as outstanding hereunder. Section 16. Form of Coupon Bond. Each coupon Bond, the coupons to be attached thereto and the provisions for registration to be L 111 e CITY OF KENAI ORDINANCE NO. 582-80 Page 14 endorsed thereon, If any, shall be, respectively, in substantially the form following with such variations, omissions and insertions as may be required or permitted by this Ordinance and as may be required by any resolution or resolutions adopted by the City. No. ........... UNITED STATES OF AMERICA STATE OF ALASKA CITY OF KENAI General Obligation Bond 1980 $5,000 The City of Kenai, a municipal corporation of the State of Alaska, for value received, acknowledges itself Indebted and hereby promises to pay to the bearer or, if this bond be registered as herein provided, the registered owner hereof, on the first day of August, 19 , upon presentation and surrender hereof, the principal sum of Five Thousand Dollars ($5,000), and to pay interest on such principal sum from the date hereof until the City's obligation with respect to the payment of such principal sum shall be discharged, at the rate of per centum (_%) per annum, payable on August 1, 1981, and semi-annually thereafter in each year on the first day of February and August, but only, In case of interest due at or before maturity of this bond, according to the tenor of the respective coupons therefor annexed hereto and upon presentation and surrender of said coupons as they severally become due. The principal of, and interest --'-=-- - - -- - - -- -- ---- ---_ -- - -- - CITY OF KENAI ORDINANCE NO. 582-80 Page 15 on this bond, when due, will be payable at the principal office In t ;c (hereinafter called the "Principal Paying Agent"), or at the option of the holder, at the prin- cipal office In the (hereinafter collectively, together with the Principal Paying Agent, called the "Paying Agents"), In any coin or currency of the United States of America which at the time of payment is legal tender for the payment of public and private debts. I The bond is one of the General Obligation Bonds, 1980, of the City of Kenai, Alaska, of like tenor and effect except as to interest rates, serial number and maturity, is one of a series of the Bonds aggregating $400,000 in principal amount authorized to pay a portion of the cost of planning, designing, acquiring, constructing, improving and .quipping of a City Administration Building capital improvement in the City with the question of their issuance for such purpose approved and ratified by a majority vote of the qualified voters of the City who voted on a Proposition authorizing the Bonds at the special election held on April 9, 1980, pursuant to Resolution No. 80-32 of the City passed on March 19, 1980, and is issued pursuant to Ordinance No. 582-80 of the City (herein called the "Ordinance"). The Bonds are numbered from one consecutively upwards in f order of maturity. The Bonds maturing on or after August 1, 1991, are subject 1 to redemption by or on behalf of the City prior to maturity and upon P� 0 .J CITY OF KENAI Page 16 ORDINANCE NO. 582-80 notice as set forth in the Ordinance, as a whole or In part In inverse order of maturity on any interest payment date on or after August 1, 1990, at the principal amount of each Bond to be redeemed, together with Interest accrued thereon to the redemption date. i If less than all of the Bonds of like maturity are to be re- deemed, the particular Bonds to be redeemed shall be redeemed In Inverse numerical order as provided in the Ordinance. i This bond is transferable by delivery, unless registered as to principal other than to bearer. It may be registered as to principal in the name of the bearer on the books of the City kept for the purpose at the principal office of the Principal Paying Agent, such registration to be noted hereon, after which no transfer hereof shall be valid unless made on said books by the registered owner hereof in person or by his attorney duly authorized in writing, and similarly noted hereon; but this bond may be discharged from registration by being in like manner transferred to bearer, after which it shall again become transferable by delivery. This bond may again, from time to time, be registered or discharged from registration in the same manner. Such registration, however, shall not affect the negotiability by delivery of the coupons appertaining hereto, which shall continue to pass by delivery merely and shall remain payable to bearer. The City and the Paying Agents of the City may treat and consider the bearer of this bond or, if it be registered as herein provided, the person In whose name it Is regis- tered, as the holder and absolute owner of this bond for the purpose of �L) I', CITY OF KENAI ORDINANCE NO. 582-80 Page 17 receiving payment of, or on account of, the principal hereof and for all other purposes whatever except for the purpose of receiving payment of coupons, and may treat and consider the bearer of any coupon apper- taining hereto as the holder and absolute owner thereof for the purpose of receiving payment thereof and fur all other purposes whatsoever. The Bonds are issuable in the form of coupon Bonds In the denomination of $5,000. This bond Is a general obligation of the City of Kenai, Alaska, and the full faith and credit of the City are pledged for the payment of the principal of and interest on this bond as the same shall become due. IT IS HEREBY CERTIFIED AND RECITED that all conditions, acts or things required by the Constitution and laws of the State of Alaska and the Charter of the City of Kenai to exist, to have happened or to have been performed precedent to or in the issuance of this bond, exist, have happened and have been performed, and that the Issue of Bonds of which this is one, together with all cther indebted- ness of the City, is within every debt and other limit prescribed by said Constitution, statutes or Charter. IN WITNESS WHEREOF, THE CITY OF KENAI has caused this bond to be signed in Its name and on its behalf by the manual or facsimile signature of the Mayor and Its corporate seal (or a facsimile thereof) to be hereunto affixed, imprinted or otherwise reproduced, and attested by the manual or facsimile signature of the City Clerk, and K i CITY OF KENAI ORDINANCE NO, $82-80 Page 18 coupons for interest, bearing and signed by the facsimile signature of the Clerk, to be attached hereto, all as of the first day of August, 1980. Mayor • (SEAL) ATTEST: City Clerk FORM OF PROVISIONS FOR REGISTRATION Notice: No Writing Below Except by the Paying Agent as Registrar Authorized Date of Name of Signature of Registration Registered Owner Registrar .................. .......................... .................. .......................... .................. ......................... .......................... .................. ......................... .......................... FORM OF COUPONS No. ............... $............. On the first day of _ , 19 , the City of Kenai will pay to the bearer at the principal office in the f , . CITY OF KENAI Page 19 ORDINANCE NO. 582-80 a Paying Agent of the City, or at the option of the holder, at the principal office in the a Paying Agent of the City, upon surrender of this coupon, Dollars ($ ), in any coin or currency of the United States of America which at the time of payment is legal tender for the payment of public and private debts, being six months interest then due on its City of Kenai General Obliga- tion Bond, 1980. No . ..................... City Clerk City of Kenai Section 17. Form of Fully Registered Bond. The fully regis- tered Bond shall be in substantially the form of the coupon Bonds hereinabove set forth with such insertions or variations as may be required or permitted by the Ordinance, except that there shall be no coupons to be attached thereto and that the first, second, fourth, fifth and ninth paragraphs thereof shall be in substantially the following forms respectively: FIRST PARAGRAPH The City of Kenai, a municipal corporation of the State of Alaska, acknowledges itself indebted and for value received hereby promises to pay to Alaska Municipal Bond Bank or registered assigns, the principal sum of Four Hundred Thousand Dollars ($400,000) in the following J I 1 4 CITY OF KENAI Page 20 ORDINANCE NO. 582-80 installments on August 1 of each of the following years, and to pay to the registered owner hereof interest on each such installment from the date hereof until the City's obligation with respect to the payment of such installment shad be discharged, on the first days of February and August of each year, beginning August 1, 1981, as follows: Maturity interest August 1 Amount Rate 1982 $10,000 1983 10,000 1984 10,000 1985 10,000 1986 15,000 1987 15,000 1988 15,000 1989 15,000 1990 20,000 1991 20,000 1992 20,000 1993 20,000 1994 25,000 1995 25,000 1996 30,000 1997 30,000 1998 35,000 1999 35,000 2000 40,000 This Bond, as to principal and interest when due, will be payable at the office of the City in any coin or currency of the United States of America which at the time of payment is legal tender for the payment of public and private debts. SECOND PARAGRAPH This Bond is the single registered Bond of the series of Bonds entitled General Obligation Bond, 1980, of the City of Kenai, Alaska, aggregat- 1 11 M . I CITY OF KENAI Page 21 ORDINANCE NO. 582-80 ing $400,000 In principal amount authorized for the purpose of pro- viding funds to pay a portion of the cost of planning, designing, acquiring, constructing, improving and equipping of a City Administra- tion Building capital improvement in the City, with the question of their issuance for such purposes approved and ratified by majority vote of the qualified voters of the City who voted on a Proposition authorizing the Bonds at the special election held on April 9, 1980, and Is issued pursuant to Ordinance No. 582.80 of the City (herein called the "Ordi- nance"). FOURTH PARAGRAPH The installments of this Bond becoming due on or after August 1, 1991, are subject to redemption by or on behalf of the City prior to maturity and upon notice as set forth In the Ordinance as a whole or in part in Inverse order of maturity on any Interest payment date on or after August 1, 1990 at a redemption price calculated with respect to each Installment or portion thereof to be redeemed equal to the amount thereof, plus accrued interest to the date of redemption. FIFTH PARAGRAPH This Bond is transferable, as provided in the Ordinance, only upon the books of the City kept for that purpose at the principal office of the City by the registered owner hereof In person or by his attorney duly authorized in writing upon surrender hereof together with a written Instrument of transfer satisfactory to the City duly executed by the registered owner or such duly authorized attorney. At the option of M. • CITY OF KENAI Page 22 ORDINANCE NO. 582-80 the registered owner, the City shall Issue coupon Bonds with appro- priate coupons attached, of the same aggregate principal amount as the surrendered Bond as provided in the Ordinance and upon the payment of the charges therein prescribed. The City may treat and consider the person in whose name this Bond is registered as the holder and absolute owner hereof for the purpose of receiving payment of, or on account of, the principal hereof and Interest due hereon and for all other purposes whatsoever. NINTH PARAGRAPH IN WITNESS WHEREOF, THE CITY OF KENAI has caused this bond to be signed in its name and on its behalf by the manual signa- ture of the Mayor and the official seal of the City (or a facsimile there- of) to be affixed, imprinted, or otherwise reproduced hereon, and attested by the manual or facsimile signature of the City Clerk, all as of the day of , 19 (S E A L) ATTEST: City Clerk W . Mayor �~ ' �i■� _ — .w.r.u..,u.y..c—'---- — _..e..�.-,,�,�o. ._-tea— -- ..r - T � -- -- - FF i CITY OF KENAI ORDINANCE NO. 582-80 Page 23 Section 18. Paying Agents. One or more Paying Agents shall be appointed by a resolution adopted by the City prior to the time of sale of the Bonds, unless the Bonds are sold at private sale in the form of a single registered bond to the Alaska Municipal Bond Bank, in which case no Paying Agents nee be appointed by the City until such time as the Alaska Municipal Bond Bank shall elect to exchange the single registered Bond for coupon Bonds. The City shall Indemnify and save harmless the Paying Agents against any liabilities which they may Incur in the exercise and performance of their powers and duties as Paying Agents which are not due to their negligence or default, and shall pay their reasonable charges for their services as Paying Agents. The Paying Agents may become the owners of or may deal in Bonds, as fully and with the same rights as if they were not Paying Agents. Section 19. Authority - f Officars. The Mayor, City Manager, Finance Director and the City Clerk, are, and each of them hereby is authorized and directed to do and perform all things and determine all matters not determined by this Ordinance or to be determined by a subsequent ordinance or resolution of the City, to the end that the City may carry out its obligations under the Bonds and this Ordinance. Section 20. Miscellaneous. (a) All payments made by the City of, or on account of, the principal of or interest on the Bonds shall be made on the several Bonds ratably and in proportion to the amount due thereon respectively for principal or interest as the case may be. A a -, ay W CITY OF KENAI Page 24 ORDINANCE NO. 582-80 (b) No recourse :,hall be had for the payment of the princi- pal of or the interest on the Bonds or for any claim based thereon or on this Ordinance against any member of the City Council or officer of the City or any person executing the Bonds. The Bonds are not and shall not be In any way a debt or liability of the State of Alaska or of any political subdivision thereof, except the City, and do not and shall not create or constitute any indebtedness or obligation, either logal, moral or otherwise, of said State or of any said political subdivision thereof, except the City, and neither said State, nor any said political subdivision, except the City, shall be liable on the Bonds, and the Bonds are not and shall not be payable out of any funds other than those of the City. Section 21. Sale of Bonds. The Bonds shall be sold at public or private sale, including sale to the Ales!ca Municipal Bond Bank, upon such terms and conditions as may be fi).ed and determined by a resolution adopted by the City Council prior to the time of sale. Section 22. Arbitrage Covenant. The City covenants with the holders of all Bonds at any time outstanding that it will make no use of the proceeds of the Bonds which will cause the bonds to be "arbitrage bonds" subject to federal income taxation by reason of Sec- tion 103(c) of the Internal Revenue Code of 1954. To that end, so long as any of the Bonds are outstanding, the City, with respect to the proceeds of the Bonds, shall comply with all requirements of said Sec- tion 103(c) and of all regulations of the United States Department of the di 1 CITY OF KENAI ORDINANCE NO. 582-80 Page 25 Treasury issued thereunder, to the extent that such requirements are, at the time, applicable and in effect. Section 23. Variation of Terms. The amount, date, maturi- ties, payment ciates and redemption provisions of the Bonds may be varied or changed by the City Council by resolution adopted prior to the time of sale. Section 24. Obligation of Bonds. The Bonds shall be direct and general obligations of the City and the full faith and credit of the City are hereby pledged to the payment of the principal of and interest on the Bonds. Section 25. Pledge. The City hereby Irrevocably pledges and covenants that it will levy and collect taxes upon all taxable prop- erty within the City without limitation as to rate or amount, in amounts sufficient, together with ^ther funds available therefor, to pay principal and interest on the Bonds as the same become due and payable. PASSED by the Council of the City of Kenai, Alaska, this =- 16th day of July, 1980. VINCENT O'REILLY. ATTEST: J ET WHELAN, City Clerk First Readings July 2, 1980 Seccnd Readings July 16, 1980 Effective Date: August 16, 1980 A a . w s• a 41� /• LAW iF i'iG Vh WOIiLFORTH & FLINT CUM 4 WAMLPAkTM A r1141401r _1,W"AfAel',ff ROU¢RT9,FLINT '100Wtr.!°.::Ayl1101 au . ttf .44 fLepwolr TIfAOTHV 6, MIUULEfON AarA f;,,pr WJ1 PEUR AROETIIINOER Af4CH611At71:. ALAUKA t 91)01 276,640f W. J. PAT 00RODY July 9, 1980 Mr. Charles A. Brown Finance Director City of Kenai P. 0. Box 580 i Kenai, Alaska 99611 Res $400,000 City of Kenai General Obligation Bond Sale Dear Mr. Browns As we discussed Monday morning, enclosed is a revised version of City of Kenai Ordinance No. 592-80 suitable for action by the City Council at its meeting on July 16, 1980. Most of the changes made relate to the Alaska Municipal Bond Bank maturity schedule set out by Foster & Marshall, Inc. in their recent letter which differed from that contained in the City of Kenai application to AMBBA. The other change is that of the first interest payment date from February 1, 1981 to August 1, 1981, again to conform to the AMBBA bonds. For your convenience you may find the changes an followss 1. Section l (e) - section reference chan. to 18; ;e from 16 2. Section 4 - updated maturity schedules 3. Section 5 - insertion of August 1, 1981 interest payment dates 4. Section 3.3 - revised to provide for redemption prior to maturity now that bond terms are longer than ten years; 5. Sections 14 and 15 (new) - provide for redemption and succeeding sections are renumbered as follows; 6. Section 16 - bond form revised to provide for August 1, 19131 interest payment date and redemption of bonds prior to maturity; a lb k� Mr. Charles A. Brown July 9, 1980 Page Two 7. Section 17 - changed to provide in registered bond form for updated maturity schedule and redemption of bonds prior to maturity. Also enclosed is the resolution providing for sale of the bonds to AMBBA with attached Loan Agreement by which the Mayor is authorized to execute the Loan Agreement at an interest rate not to exceed eight percent. For your information, the notice of sale of the AMBBA bonds provides that no bid over eight percent will be accepted. Presumably if all bids come in over eight percent a period of negotiation and regrouping will immediately begin. You may want to discuss his intentions in that regard with David Rose as you get a chance. If the enclosed documents prompt any questions, please feel free to call Tim Middleton of this office as it appears I will be unavailable the major part of the next two weeks. We are prepared to have one of the partners of this firm i attend the City Council meeting on July 16. However, your advice is sought in that regard, particularly in view of our recent discussion on keeping down costs of the issue. Very truly yours, a Pete Argetsinger (; PA/iw Enclosure cc$ Mr. David A. Rose Executive Director-AMBBA Ben T. Delahay, Esq. City Attorney