HomeMy WebLinkAboutResolution No. 2022-71KENAI
CITY OF KENAI
RESOLUTION NO. 2022-71
Sponsored by: Administration
A RESOLUTION AUTHORIZING THE CITY MANAGER TO EXECUTE A GRANT FROM THE ALASKA
DEPARTMENT OF COMMERCE, COMMUNITY, AND ECONOMIC DEVELOPMENT, DIVISION OF
COMMUNITY AND REGIONAL AFFAIRS FOR THE KENAI BLUFF STABILIZATION PROJECT.
WHEREAS, the Kenai Bluff Stabilization project has been the number one priority of the City of Kenai for
over 30 years; and,
WHEREAS, in February of 2022 the project received federal funding in the amount of $28 million; and,
WHEREAS, Federal funding will cover 65% of the total cost of construction of the Project, and,
WHEREAS, the City's match requirement towards construction of this project is 35%, and,
WHEREAS, the City has been pursuing funding for our local match through multiple sources, including
the State of Alaska; and,
WHEREAS, during the State fiscal year 2022 legislative session, $6.5 million was included in the State
capital budget to support the Project; and,
WHEREAS, the City has received the grant agreement from the Department of Commerce, Community,
and Economic Development Division of Community and Regional Affairs for execution; and,
WHEREAS, it is in the best interests of the City of Kenai to accept a grant from the State of Alaska in the
amount of $6.5 million to support the local match requirement of 35%.
NOW, THEREFORE, BE IT RESOLVED BY THE COUNCIL OF THE CITY OF KENAI, ALASKA:
Section 1. That the City Manager is authorized to execute the attached grant agreement from the
Department of Commerce, Community, and Economic Development Division of Community and Regional
Affairs.
Section 2. That this Resolution takes effect immediately upon passage.
PASSED BY THE COUNCIL OF THE CITY OF KENAI, ALASKA, THIS 5T" DAY OF OCTOBER, 2022.
Brian Gabriel Sr., Mayor
ATTEST:
Michell aner, MMC, City Clerk
New Text Underlined; [DELETED TEXT BRACKETED]
I OV
KENAI
City of Kenai 1 210 Fidalgo Ave, Kenai, AK 99611-7794 1907.283.75351 www.kenakity
MEMORANDUM
TO: Mayor Brian Gabriel and City Council Members
FROM: Paul Ostrander, City Manager
DATE: September 29, 2022
SUBJECT: Ordinance 3319-2022 and Resolution 2022-71 - Kenai Bluffs
Stabilization, State of Alaska $6.5 Million Grant
This memo is in support of both Ordinance 3319-2022 and Resolution 2022-71, legislation that
authorizes the City Manager to execute a grant in the amount of $6.5 million from the Alaska
Department of Commerce, Community, and Economic Development, Division of Community
and Regional Affairs and appropriates the money into the Kenai Bluff Erosion Capital Project
Fund to support construction of the Project.
During the last State Legislative Session, the City was successful in getting this grant included
in the State's Capital Budget. This grant is an important component of the City's required match
of 35% of the total cost of the Project. With this grant, the City will have secured the necessary
money to meet our required match if the project's total cost, design and construction, does not
exceed $35,000,000.
As we approach the completion of the efforts to get this important project built, a summary of the
process that the City has navigated over the past 6 years is included for you information.
February 17, 2017 — City of Kenai attended the Tentatively Selected Plan (TSP) presentation
given by Alaska USACE to the USACE HQ in Washington D.C. Signed Directors Report was
scheduled for November 10, 2017.
June 10, 2017 — Schedule for Signed Directors Report slipped to April 31, 2018.
June 19, 2017 — Draft integrated feasibility report, environmental assessment and draft Finding
of No Significant Impact (FONSI) was issued for agency and public comment.
July 5/6, 2017 — Public meetings held in Kenai, AK at the City Council Meeting on July 5 and at
the Kenai Visitor and Cultural Center in Kenai on July 6.
August 22, 2017 — Realization by the USACE that additional federal funding was necessary in
the amount of $150,000 for the USACE to meet its 50% funding requirement to complete the
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feasibility report. The City of Kenai provided their full funding amount of $560,000 in February
2016. A congressional reprogramming request was submitted through OMB.
February 22, 2018 — OMB approves reprogramming request. The reprogramming request was
delayed to the point that authorization for the project — expiring on May 12, 2018 — would lapse
prior to Directors Report signature.
March 6, 2018 — Letter sent to Committee on Appropriations and the respective Committee
Chairs.
April 4, 2018 — USACE Alaska District recognizes the need to request a waiver from the
Assistant Secretary of the Army of Civil Works to extend the project authorization beyond May
12, 2018, but does not have sufficient funds left to process the waiver.
April 12, 2018 — Reprogramming approval signed by Representative Marcy Kaptur and
Representative Mike Simpson, appropriating an additional $150,000 of Federal money to the
project.
April 26, 2018 — Time extension waiver package submitted to USACE HQ.
April 31, 2018 — Second scheduled signature date for Directors Report is missed. Because of
the significant lapse in project funding, other projects were re -prioritized in front of the Kenai
project; hence, the scheduled date for the signed Directors Report is changed to January 23,
2019, to allow time for USACE Alaska District to take the project back up and finalize the
feasibility report package.
May 11, 2018 — Time extension granted by R.D. James, Assistant Secretary of the Army of Civil
Works, increasing the total study time for the Kenai Bluffs Bank Stabilization Feasibility Study
from 36 months to 44 months.
November 15, 2018 — Final integrated feasibility report and environmental assessment and
finding of no significant impact submitted from USACE Alaska District to USACE HQ.
January 23, 2019 — Third scheduled signature date for Director's Report was missed. Re-
scheduled for signature in late February.
March 1, 2019 — Fourth scheduled signature date for Director's Report was missed. Re-
scheduled for April 30, 2019.
April 3, 2019 — Final submittal from USACE Alaska District to USACE HQ of feasibility report. Of
note: according to USACE staff, nothing of substance changed from the feasibility report
submitted on November 15, 2018 to this final report.
April 10, 2019 — Director's Report was signed by USACE HQ Director Of Civil Works, James C.
Dalton, P.E. This was the same day that Senator Murkowski testified in front of the appropriations
subcommittee to the Assistant Secretary of the Army (Civil Works), R.D. James and to the
Commanding General and Chief of Engineers Lieutenant General Todd Semonite, questioning
why the USACE process was so difficult to navigate, using the Kenai Bluffs Stabilization project
as an example.
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The City of Kenai I www.6nai.city
May 20, 2019 — Request from Alaska District to USACE HQ, signed by Colonel Phillip J. Borders
to initiate Preconstruction Engineering and Design (PED) phase for the project with attachments
from the City of Kenai including a letter committing the City to fully fund the PED phase at an
estimated cost of $1,000,000 and a Resolution from the Kenai City Council stating the same.
June 27, 2019 — A Finding of No Significant Impact (FONSI) Was signed by Colonel Phillip J.
Borders, eliminating the need to prepare an Environmental Impact Statement.
July 31, 2019 — The City sent a request to the USACE Alaska District to complete the Design
Agreement. This agreement outlines the responsibilities of the non -Federal sponsor and the
USACE during the design phase.
September 15, 2020 — It took over 14 months to get the Design Agreement signed. Consistent
communication with the USACE and our congressional delegation occurred during the entire
period, but what should have been a much quicker turnaround labored for many months — far
beyond what was expected or is reasonable. Although the Design Agreement implies that Federal
Funding will be provided for the 65% match of the design effort, no Federal funding has been
provided to date.
February 2021 — The City issued an RFP for the design of the project planning to fund the entire
design with City dollars, a $1,000,000 commitment with the intent of being reimbursed the 65%
Federal obligation during construction.
August 2021 — HDR Engineering begins the design of the project. As the design begins, there is
a limited amount of Federal funding that the Alaska District of the Corps of Engineers has to
support the efforts of the City during the design process. They are able to provide limited input,
putting the City at risk because without Corps oversight, the design effort may not meet Corps
requirements in all aspects. This could result in the Corps not accepting all or a portion of the
design for construction. Because the Corps signed the Design Agreement in September of 2020,
the City was hopeful that the full Federal share of $650,000 would be provided prior to the design
effort beginning. Even though no Federal funding occurred, and considering the risks involved,
the City strongly felt that it was essential to begin the design effort to keep the project moving
forward.
December 2021 — At the City's request, Governor Dunleavy included $6.5 million in State funding
to support the City's efforts in the design and construction of our Project. If the legislature and
the voters approve the Governor's proposed General Obligation Bond, this increases the total
amount of match money the City has available to $9.5 million. This would be a sufficient match
amount to construct an approximately $27 million project, with $17.5 million in Federal funding.
February 2022 — The project received $28 million in Federal funding through the Infrastructure
Bill. This funding is sufficient to support a $42 million project, comprised of $28 million in Federal
funding and $14 million in local funding.
April 2022 — Now with sufficient funding, the Army Corps of Engineers, Alaska District kicks off
their full engagement in support of the design efforts of the Project. This engagement will slow
the ultimate completion of the design, with design approval expected late in the 2022 calendar
year, but will assure that the Project as designed meets the requirements of the Corps.
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/ The City of Kenai I www.kenai.city
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June 2022 — Governor Dunleavy signed the State of Alaska Fiscal Year 2023 budget. Included
in the capital budget was $6.5 million in support of the Kenai Bluff Stabilization Project.
September 2022 — The Federally committed funds of up to $28 million establishes the high end
of total Project costs of $42 million. The Project will be funded 65% by the Army Corps of
Engineers, and 35% through a local match. Our current construction estimates indicate that it is
likely that the Project will not exceed $35 million. The City has secured $9.7 million in State
funding, comprised of the $6.5 million that was included in the States fiscal year 2023 Capital
Budget and $3.2 million that remains from State grants from 2012 and 2015. The City has also
committed $2.55 million from our General Fund that was included in our 2023-2027 Capital Plan.
This brings the total amount of secured match that the City has to $12.25 million, sufficient to
support a total Project cost of $35 million, matching $22.75 million in Federal funding.
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•� The City of Kenai I www.kenai.city
THE STATE
°fALASKA
GOVERNOR MIKE DUNLEAVY
September 20, 2022
Paul Ostrander, City Manager
City of Kenai
210 Fidalgo Avenue
Kenai, AK 99669
Department of Commerce, Community,
VIA E-MAIL
RE: FY 2023 Designated Legislative Grant Agreement
Dear Mr. Ostrander:
and Economic Development
Division of Community and Regional Affairs
Anchorage
550 West Seventh Avenue, Suite 1640
Anchorage, Alaska 99501
Main: 907.269.4581
Fax: 907.269.4539
Enclosed you will find a grant agreement between City of Kenai and Department of Commerce,
Community, and Economic Development for Kenai River Bluff Stabilization.
In order to receive grant funds, a grant agreement must be executed. Please carefully review the
agreement, sign, date, and return the cover page to my attention. Upon receipt and approval, a fully
executed copy will be sent to you for your file.
If you have any questions, please contact me via phone at (907) 269-7906 or email
Lindsay.reese&alaskagov.
Sincerely,
Lindsay Reese
Grants Administrator II
Enclosure:
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DEPARTMENT OF COMMERCE, COMMUNITY, AND ECONOMIC DEVELOPMENT
�fv •ram DIVISION OF COMMUNITY AND REGIONAL AFFAIRS
F �
Designated Legislative Grant Program
Of Grant Agreement
ALAF
Grant Agreement Number
Vendor Number
Amount of State Funds
23-DC-007
CIK84891
$6,500,000.00
GAE
Appropriation Unit
Lapse Date
Project Title
085681004
06/30/2027
Kenai River Bluff Stabilization
Grantee
Department Contact Person
Name
Name
City of Kenai
Lindsay Reese
Street/PO Box
Tide
210 Fidalgo Avenue
Grants Administrator 2
City/State/Zip
Street/PO Box
Kenai, AK 99669
550 W. 7th Avenue Ste 1650
Contact Person
City/State/Zip
Paul Ostrander, City Manager
Anchoraec. Alaska 99501
Phone
Fax
Phone
Fax
907-283-7535
907-283-3014
1 907-269-7906
907-269-4563
Email
Email
Postrandex kenai.ci
lindsay.reese@alaska.gov
AGREEMENT
The Alaska Department of Commerce, Community, and Economic Development, Division of Community and Regional
Affairs (hereinafter `Department) and Ci1y of Kenai (hereinafter `Grantee) agree as set forth herein.
Section I. The Department shall pay the Grantee for the performance of the project work under the terms outlined in this
Agreement. The amount of the payment is based upon project expenses incurred, which are authorized under this
Agreement. In no event shall the payment exceed $66,500,000.00.
Section II. The Grantee shall perform all of the work required by this Agreement.
Section III. The work to be performed under this Agreement begins July 1. 2022 and shall be completed no later than
June 30, 2027.
Section W. The Agreement consists of this page and the following:
ATTACHMENTS AMENDMENTS
Attachment A: Scope of Work Any fully executed amendments to this Agreement
1. Project Description
2. Project Budget APPENDIX
3. Project Management Appendix A: State Laws and Regulations
4. Reporting
Attachment B: Payment Method
Attachment C: Standard Provisions
Grantee
Department
Signature
Signature
Printed Name and Tide
Printed Name and Title
Paul Ostrander, City Manager
Pauletta Bourne, Grants Administrator 3
Date
Date
Rev. 612011
Designated Legislative Grant Agreement
Page 1 of 13
Attachment A
Scope of Work
1. Project Description
The purpose of this FY 2022 Designated Legislative Grant in the amount of $6,500,000.00 pursuant to the
pmtisions of AS 37,05.315, Grants to Municipalities, SLA 2022, HB281, Chapter 11, Section 11, Page 86, and Line 32
is to provide funding to the City of Kenai for use towards the Kenai River Bluff Stabilization. The objective
of this project is to provide a match for a federal grant in support of the Kenai River Bluff Stabilization
Project. The City of Kenai in partnership with U.S. Army Corps of Engineers (USACE) will address chronic
bluff erosion along the northern bank of the mouth of the Kenai River. The project will develop a rock
revetment berm at the toe of the bluff to allow stabilization at a natural angle of repose to support
vegetation.
This project may include the following items:
• Contractual
• Administration
Additional expenditures must be reasonable and relative to the project objective and may require preapproval
by the department.
No more than five percent (50/6) of the total grant award may be reimbursed for Administrative expenses for
projects involving equipment purchase or repairs and no more than ten percent (10%) of the total grant award
may be reimbursed for Administrative expenses for all other projects. To be reimbursed for eligible
administrative costs, expenses must be reported on the Designated Legislative Grant Financial/Progress
Report form.
2. Project Budget
Cost Category
Total Project Costs
Project Funds
$6,435,000.00
Administration
$65,000.00
Total Grant Funds
$6,500,000.00
financial and performance progress reporting authority via the Signatory Authority Form. Such delegation is
limited to others within the Grantee's organization unless otherwise approved by the Department.
The Grantee must establish and maintain separate accounting for the use of this grant. The use of grant funds
in any manner contrary to the terms and conditions of this Grant Agreement may result in the subsequent
revocation of the grant and any balance of funds under the grant. It may also result in the Grantee being required
to return such amounts to the State.
If applicable under state law, grantees must be registered and in good standing with the Department of
Commerce, Community and Economic Development's Division of Corporations, Business and Professional
Licensing.
4. Reporting
The Grantee shall submit a Designated Legislative Grant Financial/Progress Report Form provided by the
Department each month, or quarterly, with the concurrence of the Department, during the life of the Grant
Agreement. Grant Financial/Progress Report Forms are due thirty (30) days after the end of the month or
quarter being reported. The report period is the first of the month through the last day of the month. If quarterly
reporting is approved, the report period is the first day of the first month through the last day of the third month
of the quarter. The final Financial/Progress Reports must be submitted within thirty (30) days following
completion of the project.
Rev. 612021
Designated Legislative Grant Agreement
Page 3 of 13
Attachment B
Payment Method
1. Reimbursement Payment
Upon receiving and approving a Grantee's Financial/Progress Report, the Department will reimburse the
Grantee for expenditures paid during the reporting period, in accordance with this Grant Agreement. The
Department will not reimburse without approved Financial/Progress Reports, prepared and submitted by the
Grantee on the form provided by the Department. Before approving the financial/progress report for
payment, the Department may require the Grantee to submit documentation of the costs reported (e.g., copies
of vendor billings/invoices and proof of payment, general ledger expenditure report).
2. Advance Payment
In most instances, the Department will make payment to a Grantee on a cost reimbursable basis. If cost
reimbursement significantly inhibits the Grantee's ability to implement the project, the Department may
advance to the Grantee an amount not to exceed a projected thirty (30) day cash need, or twenty percent
(20%) of the amount in Section I, whichever is less.
Before the Department will issue an advance, the Grantee must submit a "Request for Advance Payment"
form along with documentation of costs associated with the advance. The "Request for Advance Payment"
form can be obtained from the Department electronically or in hard copy.
All advances will be recovered with the Grantee's next Financial/Progress Report form. Should earned
payments during the terms of this Grant Agreement be insufficient to recover the fun amount of the advance,
the Grantee will repay the unrecovered amount to the Department when requested to do so by the
Department, or at termination of the Grant Agreement.
3. Withholding of Ten Percent (10%)
The Department may withhold ten percent (10%) of the amount in Section I until the Department determines
that the Grantee has satisfactorily completed the terms of this Grant Agreement, including all required
reporting of the project.
Rev. 612021
Designated Legislative Grant Agreement
Page 4 of 13
Attachment C
Standard Provisions
Article 1. Definition
"Department" refers to the Department of Commerce, Community, and Economic Development with the State of
Alaska.
Article 2. Indemnification
It is understood and agreed that this Grant Agreement is solely for the benefit of the parties to the Grant Agreement
and gives no right to any other party. No joint venture or partnership is formed as a result of the Grant Agreement.
The Grantee, its successors and assigns, will protect, save, and hold harmless the Department and the State of Alaska
and their authorized agents and employees, from all claims, actions, costs, damages, or expenses of any nature
whatsoever by reason of the acts or omissions of the Grantee, its subcontractors, assigns, agents, contractors,
licenses, invitees, employees, or any person whomever arising out of or in connection with any acts or activities
authorized by this Grant Agreement. The Grantee further agrees to defend the Department and the State of Alaska
and their authorized agents and employees in any litigation, including payment of any costs or attorney's fees for any
claims or actions commenced thereon arising out of or in connection with acts or activities authorized by this Grant
Agreement. This obligation shall not include such claims, costs, damages, or expenses which may be caused by the
sole negligence of the Department of the State of Alaska or their authorized agents or employees, provided, that if
the claims or damages are caused by or result from the concurrent negligence of (a) the Department and the State of
Alaska and their agents or employees, and (b) the Grantee, its agents or employees, this indemnity provision shall be
valid and enforceable only to the extent of the negligence of the Grantee, or Grantee's agents or employees.
Article 3. Legal Authority
The Grantee certifies that it possesses legal authority to accept grant funds under the State of Alaska and to execute
the project described in this Grant Agreement by signing the Grant Agreement document. The Grantee's relation to
the Department and the State of Alaska shall be at all times as an independent Grantee.
Article 4. Waivers
No conditions or provisions of this Grant Agreement can be waived unless approved by the Department in writing.
The Department's failure to insist upon strict performance of any provision of the Grant Agreement, or to exercise
any right based upon a breach thereof, or the acceptance of any performance during such a breach, shall not
constitute a waiver of any right under this Grant Agreement
Article 5. Access to Records
The Department and duly authorized officials of the State of Alaska shall have full access and the right to examine,
excerpt, or transcribe any pertinent documents, papers, records, and books of the Grantee, and of persons or
organizations with which the Grantee may contract, involving transactions related to the project and this Grant
Agreement.
Article 6. Reports
The Grantee, at such times and in such forms as the Department may require, shall furnish the Department with
such periodic reports as it may request pertaining to the activities undertaken pursuant to this Grant Agreement,
including the final close-out report, the costs and obligations incurred in connection therewith, and any other matters
covered by this Grant Agreement.
Article 7. Retention of Records
The Grantee shall retain financial and other records relating to the performance of this Grant Agreement for a period
of six years from the date when the final financial status report is submitted to the Department, or until final
resolution of any audit findings, claims, or litigation related to the grant.
Rev. 612021 Designated Legislative Grant Agreement Page 5 of 13
Article 8. Assignability
The Grantee shall not assign any interest in this Grant Agreement and shall not transfer any interest in the same
(whether by assignment or novation).
Article 9. Financial Management and Accounting
The Grantee shall establish and maintain a financial management and accounting system that conforms to generally
accepted accounting principles.
Article 10. Program Income
Program income earned during the award period shall be retained by the Grantee and added to the funds committed
to the award and used for the purpose and under the conditions applicable to the use of award funds.
Article 11. Amendments and Modifications
The Grantee or the Department may request an amendment or modification of this Grant Agreement. However,
such amendment or modification shall not take effect until approved, in writing, by the Department and the Grantee.
Article 12. Procurement
Grantees may utilize their own written procurement procedures, provided they reflect applicable state and local laws
and regulations and conform to the standards identified in AS 36.30.
Article 13. State Excluded Parties List Report
The grantee is responsible for ensuring that all sub -grantees or sub -contractors are not listed on the 'Excluded
Parties List Report', which identifies those parties excluded from receiving State contracts.
Article 14. Recordkeeping
The Grantee agrees to keep such records as the Department may require. Such records will include information
pertaining to grant awards and authorizations, obligations, unobligated balances, assets, liabilities, outlays and
income. They will also include information pertaining to project performance and efforts to comply with the
provisions of the Grant Agreement.
Article 15. Obligations Regarding Third -Party Relationships
None of the Work specified in this Grant Agreement shall be contracted by the Grantee without prior approval of
the Department. No permission for subcontracting shall create, between the Department or the State of Alaska and
the subcontractor, any contract or any relationship.
The Grantee shall remain fully obligated under the provisions of this Grant Agreement notwithstanding its
designation of any third party or parties of the undertaking of all or any part of the project described herein. Any
subcontractor that is not the Grantee shall be required by the Grantee to comply with all applicable provisions of
this Grant Agreement.
The Grantee shall bind all subcontractors to each and every applicable Grant Agreement provision. Each
subcontract for work to be performed with funds granted under this Grant Agreement shall specifically include a
provision that the Department and the State of Alaska are not liable for damages or claims from damages arising
from any subcontractor's performance or activities under the terms of the subcontracts.
Rev. 612021 Designated Legislative GmntAgreement Page 6 of 13
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U
Article 16. Conflict of Interest
No officer or employee of the Department; no member, officer, or employee of the Grantee or its designees or
agents; no member of the governing body of the jurisdiction in which the project is undertaken or located; and no
other official of such locality or localities who exercises any functions or responsibilities with respect to the project
during his or her tenure, shall have any personal or pecuniary gain or interest, direct or indirect, in any contract,
subcontract, or the proceeds thereof, for work to be performed in connection with the project assisted under this
Grant Agreement.
The Grantee shall incorporate, or cause to incorporate, in all such contracts or subcontracts, a provision prohibiting
such interest pursuant to the purpose of this provision.
Article 17. Political Activity
No portion of the funds provided hereunder shall be used for any partisan political activity or to further the election
or defeat of any candidate for public office or influence the approval or defeat of any ballot issue.
Article 18. Notices
The Grantee shall comply with all public notices or notices to individuals required by applicable state and federal
laws and shall maintain a record of this compliance.
Article 19. Prohibition Against Payment of Bonus or Commission
The assistance provided under this Grant Agreement shall not be used in payment of any bonus or commission for
the purpose of obtaining approval or concurrence under this contract provided, however, that reasonable fees of
bona fide technical consultant, managerial, or other such services, other than actual solicitation, are not hereby
prohibited if otherwise eligible as project costs.
Article 20. Termination by Mutual Agreement
This Grant Agreement may be terminated, in whole or in part, prior to the completion of contract project activities
when both parties agree that continuation is not feasible or would not produce beneficial results commensurate with
the further expenditure of funds. The Department will determine whether an environmental review of the
cancellation is required under State and/or Federal law. The parties must agree on the termination conditions,
including effective date and the portion to be terminated. The Grantee shall not incur new obligations for the
terminated portion after the effective date and shall cancel as many outstanding obligations as possible. The
Department shall make funds available to the Grantee to pay for allowable expenses incurred before the effective
date of termination.
Article 21. Termination for Cause
If the Grantee fails to comply with the terms of this Grant Agreement, or fails to use the grant for only those
purposes set forth herein, the Department may take the following actions:
A. Suspension — After notice in writing by certified mail to the Grantee, suspend the grant and withhold any
further payment or prohibit the Grantee from incurring additional obligations of grant funds, pending
corrective action by the Grantee or a decision to terminate. Response must be received within fifteen (15)
days of receipt of the written notice.
B. Termination — Terminate the grant in whole or in part, at any time before the final grant payment is made.
The Department shall promptly notify the Grantee in writing of its determination to terminate, the reason
for such termination, and the effective date of the termination. Payments made to the Grantee or recoveries
by the Department shall be in accordance with the legal rights and liabilities of the parties.
Rev. &2021
Designated Legislative GrantAgreement
Page 7 of 13
Article 22. Withdrawal of Funds
In the event funding from the state, federal, or other sources is withdrawn, reduced, or limited in any way after the
effective date of this Grant Agreement and prior to normal completion, the Department may terminate the
agreement, reduce funding, or re -negotiate subject to those new funding limitations and conditions. A termination
under this article shall be implemented under the same conditions as a termination under Article 20 of this
Attachment.
Article 23. Recovery of Funds
In the event of a default or violation of the terms of the Grant Agreement by the Grantee, the Department may
institute actions to recover all or part of the project funds paid to the Grantee. Repayment by the Grantee of grant
funds under this recovery provision shall occur within thirty (30) days of demand.
All remedies conferred on the Department by this agreement or any other instrument or agreement are cumulative,
not exclusive, and may be exercised concurrently or consecutively at the Department's option.
Article 24. Disputes
Except as otherwise provided in this agreement, any dispute concerning a question of fact arising under this
agreement that is not disposed of by mutual agreement shall be decided by the Department, which shall reduce its
decision to writing and mail, or otherwise furnish a copy thereof, to the Grantee. The decision of the Department
shall be final and conclusive.
This "Disputes" clause does not preclude the consideration of questions of law in connection with the decision
provided for in the preceding paragraph provided that nothing in the Grant Agreement shall be construed as making
final the decisions of any administrative official, representative, or board on a question of law.
Article 25. Jurisdiction
This Grant Agreement shall be governed by the laws and statutes of the State of Alaska. The venue of any suit
hereunder may be in the Superior Court for the First Judicial District, Juneau, Alaska.
Article 26. Ownership of Project/Capital Facilities
The Department makes no claim to any capital facilities or real property improved or constructed with funds under
this Grant Agreement and, by this grant of funds, does not and will not acquire any ownership interest or title to
such property of the Grantee. The Grantee shall assume all liabilities arising from the ownership and operation of
the project and agrees to hold the Department and the State of Alaska harmless from any and all causes of action
arising from the ownership and operation of the project.
Article 27. Site Control
If the grant project involves the occupancy and use of real property, the Grantee assures that it has the legal right to
occupy and use such real property for the purposes of the grant, and further that there is legal access to such property.
As a minimum requirement, the Grantee should obtain a "sufficient interest" that allows the Grantee the right to
use and occupy the site for the expected useful life of the building, structure or other improvement. Generally, the
interest obtained should be for at least 20 years. A sufficient interest depends upon the nature of the project and the
land status of the site.
Article 28. Insurance
The Grantee is responsible for obtaining any necessary liability insurance and maintain in force at all times during
the performance of this Grant Agreement the insurance policies identified below. All insurance policies shall comply
with, and be issued by insurers licensed to transact the business of insurance under Alaska Statute AS 21. The Grantee
shall require any contractor hired to work on the project be licensed, bonded and insured for at least the amount of
the project and if appropriate provide and maintain Professional Liability Insurance.
Rev. 612021 Designated Legislative Grant Agreement Page 8 of 13
A. Workers' Compensation Insurance for all employees engaged in work under this Grant Agreement, coverage as
required by AS 23.30.045, and; where applicable, any other statutory obligations including but not limited to
Federal U.S.L. & H. and Jones Act requirements.
B. Commercial General Liability Insurance covering all business premises and operations used by the Grantee
in the performance of this project and Grant Agreement with coverage limits not less than $300,000 combined
single limit per occurrence and annual aggregates where applicable.
C. Comprehensive Automobile Liability Insurance covering all vehicles used by the Grantee in the performance
of this project and Grant Agreement with coverage limits not less than $100,000 per person/$300,000 per
occurrence bodily injury and $50,000.00 property damage.
D. Professional liability Insurance covering all errors, omissions or negligent acts of the contractor,
subcontractor or anyone directly or indirectly employed by them, made in the performance of this contract
which result in financial loss to the State. Limits required are per the following schedule:
Contract AmountMinimum Required Limits
Under $100,000 $100,000 per occurrence/annual aggregate
Article 29. Subcontracts for Engineering Services
In the event that the Grantee subcontracts for engineering services, the Grantee will require that the engineering
firm certify that it is authorized to do business in the State of Alaska. In the event that the engineering firm is also
the project administrator, the Grantee shall require that the bond or insurance shall be for not less than the amount
of the entire project.
Article 30. Governing law
This Grant Agreement is governed by the laws of the State of Alaska. The Grantee shall perform all aspects of this
project in compliance with the appropriate laws and regulations. It is the responsibility of the Grantee to ensure that
all permits required for the construction and operation of this project by the Federal, State, or Local governments
have been obtained.
Article 31. Budget Flexibility
Notwithstanding the provisions of Article 11, Attachment C, the Grantee may revise the project budget in
Attachment A without a formal amendment to this agreement. Such revisions are limited within each line item to a
maximum of ten percent (10%) of the line item or $10,000, whichever is less, over the entire term of this agreement.
Such budget revisions shall be limited to changes to existing budget line items. Budget revisions may not be used to
increase any budget item for project administrative expenses. Changes to the budget beyond the limits authorized
by this provision may only be made by a formal amendment to this agreement.
Article 32. Equal Employment Opportunity (EEO)
The Grantee may not discriminate against any employee or applicant for employment because of race, religion, color,
national origin, age, physical handicap, sex, marital status, changes in marital status, pregnancy, or parenthood. The
Grantee shall post in a conspicuous place, available to employees and applicants for employment, a notice setting
out the provisions of this paragraph.
The Grantee shall state, in all solicitations or advertisements for employees to work on state funded projects, that it
is an equal opportunity employer (EEO) and that all qualified applicants will receive consideration for employment
without regard to race, religion, color, national origin, age, physical handicap, sex, marital status, changes in marital
status, pregnancy, or parenthood.
The Grantee shall include the provisions of this EEO article in every contract relating to this Grant Agreement and
shall require the inclusion of these provisions in every agreement entered into by any of its contractors, so that those
provisions will be binding upon each contractor or subcontractor.
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Article 33. Americans with Disabilities Act
The Americans with Disabilities Act (ADA) prohibits discrimination against persons with disabilities. Title I of the
ADA prohibits discrimination against persons with disabilities in employment and provides that a reasonable
accommodation be provided for applicants and employees. Title II of the Act prohibits public agencies from
discriminating against individuals with disabilities in the provision of services, programs, or activities. Reasonable
accommodation must be made to ensure or allow access to all services, programs, or activities. This section of the
Act includes physical access to public facilities and requires that public entities must, if necessary, make modifications
to their facilities to remove physical barriers to ensure access by persons with disabilities. All new construction must
also be accessible to persons with disabilities. A public entity's subgrantees or contractors must also comply with the
ADA provisions. Grantees are responsible for assuring their compliance with the ADA.
Article 34. Public Purposes
The Grantee agrees that the project to which this Grant Agreement relates shall be dedicated to public purposes for
its useful life. The benefits of the project shall be made available without regard to race, religion, color, national
origin, age, physical handicap, sex, marital status, changes in marital status, pregnancy, or parenthood.
If the Grantee is a non -municipal entity and if monies appropriated under this grant constitute the sole or principal
funding source for the acquisition of equipment or facilities, the Grantee agrees that in the event a municipal
corporation is formed which possesses the power and jurisdiction to provide for such equipment or facilities, the
Grantee shall offer, without compensation, to transfer ownership of such equipment or facilities to the municipal
corporation.
If the Grantee is a non-profit corporation that dissolves, the assets and liabilities from the grant project are to be
distributed according to statutory law, AS 10.20.290-10.20.452.
Article 35. Operation and Maintenance
Throughout the life of the project, the Grantee shall be responsible for the operation and maintenance of any facility,
equipment, or other items acquired under this grant.
Article 36. Assurance
The Grantee shall spend monies awarded under this grant only for the purposes specified in this Grant Agreement.
Article 37. Current Prevailing Rates of Wage
Certain grant projects are constrained by the provisions of AS 36. PUBLIC CONTRACTS. To the extent that such
provisions apply to the project which is the subject of this Grant Agreement, the Grantee shall pay the current
prevailing rates of wage to employees as required by AS 36.05.010. The Grantee also shall require any contractor to
pay the current prevailing rates of wage as required by AS 36.05.010.
Article 38. Severability
If any provision under this Grant Agreement or its application to any person or circumstance is held invalid by any
court of rightful jurisdiction, this invalidity does not affect other provisions of the contract agreement which can be
given effect without the invalid provision.
Article 39. Performance
The Department's failure to insist upon the strict performance of any provision of the Grant Agreement or to
exercise any right based upon breach thereof or the acceptance of any performance during such breach shall not
constitute a waiver of any rights under this Grant Agreement.
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Article 40. Sovereign Immunity
If the Grantee is an entity which possesses sovereign immunity, it is a requirement of this grant that the Grantee
irrevocably waive its sovereign immunity with respect to state enforcement of this Grant Agreement. The waiver of
sovereign immunity, effected by resolution of the entity's governing body, is herein incorporated into this Grant
Agreement.
Article 41. Audit Requirements
The Grantee must comply with the audit requirements of the Alaska Administrative Code set forth in 2AAC45.010.
AUDIT REQUIREMENTS. An entity that expends a cumulative or total, equal to the state single audit threshold
during the fiscal year is required to have a state single audit. A copy of the most current 2AAC45.010 adopted
regulations is available at the Alaska Department of Administration's State Single Audit website:
http://doa.alaska.gov/dof/ssa/index.html.
Current audit compliance supplements and guides specific to programs under AS 37.05.315 Grants to Municipalities,
AS 37.05.316 Grants to Named Recipients, and AS 37.05.317 Grants to Unincorporated Communities can be found
atht_pt ://doa.alaska.gav/dof/ssa/audit guide.html.
Article 42. Close -Out
The Department will advise the Grantee to initiate close-out procedures when the Department determines, in
consultation with the Grantee, that there are no impediments to close-out and that the following criteria have been
met or soon will be met:
A. All costs to be paid with grant funds have been incurred with the exception of close-out costs and any
unsettled third -party claims against the Grantee. Costs are incurred when goods and services are received or
contract work is performed.
B. The last required performance report has been submitted. The Grantee's failure to submit a report will not
preclude the Department from effecting dose -out if it is deemed to be in the State's interest. Any excess
grant amount that may be in the Grantee's possession shall be returned by the Grantee in the event of the
Grantee's failure to finish or update the report.
C. Other responsibilities of the Grantee under this Grant Agreement and any dose -out agreement and applicable
laws and regulations appear to have been carried out satisfactorily or there is no further State interest in
keeping the grant open for the purpose of securing performance.
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Appendix A
State Laws and Regulations and Permits
Grantees are responsible for all applicable state laws, regulations and pemvts; including but not limited to the
following list which most commonly affects Grantees.
Municipality Public Facility Operations and Maintenance —AS 37.05.315(c)
In accepting a grant under AS 37.05.315 for construction of a public facility, a municipality covenants with the
State that it will operate and maintain the facility for the practical life of the facility and that the municipality will
not look to the State to operate or maintain the facility or pay for its operation or maintenance. This requirement
does not apply to a grant for repair or improvement of an existing facility operated or maintained by the State
at the time the grant is accepted if the repair or improvement for which the grant is made will not substantially
increase the operating or maintenance costs to the State.
Restriction on Use —AS 37.05.321
A grant or earnings from a grant under AS 37.05.315 - 37.05.317 may not be used for the purpose of influencing
legislative action. In this section "influencing legislative action" means promoting, advocating, supporting,
modifying, opposing, or delaying or seeking to do the same with respect to any legislative action but does not
include the provision or use of information, statistics, studies, or analyses in written or oral form or format. A
grant or earnings from a grant made under AS 37.05.315 - 37.05.317 may not be used for purposes of travel in
connection with influencing legislative action unless pursuant to a specific request from a legislator or legislative
committee.
Hiring Preferences —AS 36.10
This chapter of the Alaska Statutes applies to grants for public works projects and requires compliance with the
hiring preferences under AS 36.10.150 — 36.10.175 for employment generated by the grant.
Historic Preservation Act —AS 41.35
This chapter of the Alaska Statutes applies to public construction of any nature undertaken by the State, or by
a governmental agency of the State, or by a private person under contract with or licensed by the State or a
governmental agency of the State. The Department of Natural Resources must be notified if the construction
is planned for an archaeological site. The Department of Natural Resources may stop the construction to
determine the extent of the historic, prehistoric, or archaeological values.
Fire Protection —AS 18.70
This chapter of the Alaska Statutes requires the Alaska Department of Public Safety (the State Fire Marshal) to
adopt regulations (currently in the form of Uniform Fire Code, as amended) establishing minimum standards
for:
1. Fire detection and suppression equipment;
2. Fire and life safety criteria in commercial, industrial, business, institutional, or other public buildings
used for residential purposes containing four or more dwelling units;
3. Any activity in which combustible or explosive materials are stored or handled in commercial quantities;
4. Conditions or activities carried on outside a building described in (2) or (3) likely to cause injury to
persons or property.
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Procurement Preference for State Agricultural and Fisheries Products —AS 29.71.040
This chapter of the Alaska Statutes applies to municipalities that use state funds to purchase agricultural and
fisheries products. The law requires:
1. When agricultural products are purchased, only such products harvested in the state shall be purchased
whenever priced no more than seven percent above products harvested outside the state, and of like
quality compared with agricultural products harvested outside the state.
2. When fisheries products are purchased, only fisheries products harvested or processed within the
jurisdiction of the state shall be purchased whenever priced no more than seven percent above products
harvested or processed outside the jurisdiction of the state, available, and of like quality compared with
fisheries products harvested or processed outside the jurisdiction of the state.
Alaska Product Preferences —AS 36.15
This chapter of the Alaska Statutes applies to projects financed by state money in which the use of timber,
lumber, and manufactured lumber products is required, only timber, lumber and manufactured lumber projects
originating in this state from local forests shall be used wherever practicable. The law requires the insertion of
this clause in calls for bids and in all contracts awarded.
Permits and Environmental Procedures
The Alaska Department of Environmental Conservation (ADEC) regulates all activities in Alaska that might
pollute the air, water or soil. There are dozens of ADEC permits related to constructing and operating public
buildings. The law requires the following permits, including others designated by the commissioner. The
following list is not intended to be all-inclusive.
Rev. 62021
• Air Emissions Permit
• Anadromous Fish Protection Permit
• Authorization for Tidelands
Transportation
• Brine or Other Salt Water Waste
Disposal Pemnit
• Burning Permit during Fire Season
• Coal Development Permit
• Critical Habitat Area Permit
• Dam Construction Permit
• Driveway Permit
• Encroachment Pemut
• Miscellaneous State Land Use Permit
• Mineral and Geothermal Prospecting
Pen -nits
• Occupied Tide and Submerged Land
• Open Burning Permit
• Permit for Use of Timber or Materials
• Permit to Appropriate Water
• Pesticides Permit
• Preferred Use Permit
• Right -of -Way and Easement Permits
• Solid Waste Disposal
• Special Land Use Permit
• State Game Refuge Land Permit
• State Park Incompatible Use Permit
• Surface Oiling Permit
• Surface Use Permit
• Tide and Submerged Lands Prospecting
Permit
• Tidelands Permit
• Tidelands Right -of -Way or Easement Permit
• Utility Permit
• Waste Water Disposal Permit
• Water Well Pen -nit
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