HomeMy WebLinkAboutOrdinance No. 2672-2013Suggested by: Administration
AN ORDINANCE OF THE COUNCIL OF THE CITY OF KENAI, ALASKA, INCREASING
ESTIMATED REVENUES AND APPROPRIATIONS BY $141,052 IN THE GENERAL
FUND - FIRE DEPARTMENT FOR FY2013 OVERTIME IN EXCESS OF PREVIOUSLY
BUDGETED AMOUNTS.
WHEREAS, the appropriation for Fire Department Overtime adopted as part of the
FY2013 Budget will be insufficient for the overtime being incurred by the department to
meet the response matrix established by the City; and,
WHEREAS, factors requiring the payment of Fire Department overtime are schedule or
unscheduled leave, employee work schedule, staff training, shift overruns, and staff
response recalls; and,
WHEREAS, payment of overtime sufficient to meet the City's response matrix is in the
best interest of the City.
NOW, THEREFORE, BE IT ORDAINED BY THE COUNCIL OF THE CITY OF KENAI,
ALASKA, that estimated revenues and appropriations be increased as follows:
General Fund
Increase Estimated Revenues:
Appropriation of Fund Balance $127,300
State of Alaska - PERS On- behalf Funding 13,752
$141.052
Increase Appropriations
Fire Department - Overtime
$100,190
Fire Department - Medicare
1,453
Fire Departmental - PERS
22,042
Fire Department - Workers Compensation
3,615
Non - Departmental - PERS
13,752
$141 052
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Ordinance No. 2672 -2013
Page 2 of 2
PASSED BY THE COUNCIL OF THE CITY OF KENAI, ALASKA, this sixteenth day of
January, 2013.
PAT PORTER, MAYOR
ATTES
l) .I
Sandr� �odi , Cit Clerk
Approved by Finance: - --
Introduced: January 2, 2013
Adopted: January 16, 2013
Effective: January 16, 2013
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This memo is written in support of Ordinance 2672 -2013. The need for this appropriation to
overtime is to address the leave coverage, training coverage and the recalls of employees on
emergency call outs for the remainder of the fiscal year at the Fire Department. Staffing at the
Fire Department deems it necessary to fill positions when leave is taken or when travel is
needed for training. Training covers the mandatory attendance of classes for employees to
maintain certifications. Emergency call outs or "recalls" are still utilized by the department to
recall minimum staffing for secondary calls or during large scale emergencies. The amount
appropriated within this ordinance is a reasonable estimate to cover the remaining fiscal year.
M
�TO: Rick Koch, City Manager
FROM: Terry Eubank, Finance Director
G DATE: December 13, 2012
RE: Results, Findings, and Recommendations - review and estimate of overtime needs at
the Kenai Fire Department
The purpose of this memo is to summarize the results, findings, and recommendations reached
after reviewing the overtime usage and FY13 projected need for overtime at the Kenai Fire
Department (KFD).
I was tasked with assisting Fire Department personnel with analyzing past causes of overtime
and using those results to estimate the FYI 3 budgetary needs for overtime.
History
The adopted budget for KFD overtime was unchanged from FY08 through FYI l at $83,000, it
increased in FY12 to $99,000, and again increased in FY13 to $135,000. Actual expenditures
for overtime were in excess of budgeted amounts for each year. In FY10 Council authorized a
budget transfer increasing KFD overtime by $37,000. In FY11 and FY12 Council provided
supplemental funding of $80,000 and $106,000 respectively for KFD Overtime. Despite these
increases, the ending expenditures for FY10, FY11 and FY12 exceeded even the amended
overtime budffets.
$250,000
$200,000
$150,000
$100,000
$50,000
5-
FY08 FY09 FY10 FY11 FY12
8,000
7,000
6,000
5,000
4,000
3,000
2,000
1,000
Overtime Expenditure
-'K— Final Budget
Overtime Hours
Annual increases in overtime hours for FY09 and FYIO were 15.38% and 13.39% respectively
and are attributed to an increase in department call volume. The annual increase in FYI l was
40.16% resulting from the addition of three new staff, changes in staffing procedures at Station
2, and schedule changes for the Fire Marshall and Training Officer positions. The FY12 annual
increase was 15.99% and is attributed to a full fiscal years impact of the FY I l changes.
Results
Uses of Overtime
The following causes of overtime were identified:
1. Shift coverage — minimum department staffing to respond to a first alarm fire call
requires four personnel on duty. Department staffing includes the Fire Chief, Fire
Marshall, Battalion /Training Chief and three shifts of five, line- personnel. The Fire
Chief, Fire Marshall, and Battalion Chief are each scheduled to work ten -hours per day
four days per week. Line - personnel work rotating 24 -hour shifts seven days per week.
FAA part 139 flight regulations require nearly 24 hours staffing of Station 2 by one fire
fighter leaving actual staffing at Station 1 equal to minimum staffing. The current
staffing level requires overtime be paid to cover the shift of any line - personnel who are
on leave except when either the Fire Marshall or Battalion /Training Chief are on duty and
available to provide coverage.
2. FLSA Overtime — Fair Labor Standards Act (FLSA) requires the payment of overtime to
line - personnel who work more than 212 hours in a 28 -day period. The current work
schedule of the department requires the payment of approximately 900 hours of overtime
annually to comply with the requirement of FLSA.
3. Training — training of department personnel creates situations where overtime must be
paid. Multi- company or all department drills require the payment of overtime to
personnel who attend training and are not working their regularly scheduled shift.
Overtime is paid for shift coverage when those receiving training are unable to work their
normal shift.
4. Personnel Recall — department personnel are recalled to work to provide sufficient
staffing to meet the department's response matrix which stipulates the department shall
have the ability to respond to a first response fire or one ALS (advanced life support) and
one BLS (basic life support) EMS call simultaneously. Fire personnel voluntarily
respond to recall requests and are paid a minimum of two -hours of overtime when
responding.
5. Shift Overruns — department personnel who have responded to a call and whose shift has
ended are paid overtime to complete the call.
Analysis of the KFD's FYI 2 overtime paid showed the following breakdown of overtime:
Use
Hours
%
Shift Coverage
3,484.50
50.11%
FLSA Overtime
916.00
13.17%
Training
560.50
8.06%
Personnel Recall
1,908.00
27.44%
Shift Overruns
84.75
1.22%
Total
6,953.75
100.00%
Projected FI'13 Need
Based upon the FY 12 analysis and departmental staffing changes, the FY 13 overtime budget for
KFD will require a supplemental appropriation of approximately $127,000 comprised of $99,000
in overtime and $28,000 in associated benefits. This estimate is predicated on four assumptions:
1. Leave by responding personnel will remain consistent at around 3,500 hours.
2. Training hours as projected by the Battalion /Training Chief will be 944 hours, a 383.50
hour increase over FYI but anticipated to meeting ISO rating requirements.
3. The Fire Marshall and Battalion /Training Chief providing approximately 1100 hours of
shift coverage for responding personnel on leave. These positions work four ten -hour
days either Monday through Thursday or Tuesday through Friday and provide shift
coverage for the hours of 8:00am to 6:00pm for responding personnel on leave.
4. The implementation of a new recall system that will limit personnel responding to recalls
to only the number needed will allow the approximately 1,900 hours paid in FYI to be
sufficient to meet FY13 needs including any increase caused by increases in department
run volumes.
Findings
Department Records
In order to accumulate and analyze data related to KFD staffing multiple sources had to be
reviewed and reconciled. In order to determine department staffing on any single day, leave
slips, overtime slips and multiple Microsoft Outlook calendars must be consulted. No single
report can be produced or activity log consulted that documents daily staffing at KFD.
Employee Timesheets
Department employees are not responsible for completion of their individual titnesheets.
Timesheets are prepared by the department's administrative staff, signed by the employee, and
approved by the Fire Chief.
Unreported Leave
On nine separate occasions during the first quarter of fiscal year 2013 it was determined that fire
department employees failed to provide leave slips for leave taken and also failed to report the
leave on their monthly timesheet. The combination of these nine occurrences resulted in 200
hours of unreported leave.
Misreported Overtime
On three separate occasions, during a 15 -month period, overtime was incorrectly reported on
employee timesheets. Two times the error resulted in the employee being paid for time not
worked. The third instance resulted in the employee working but not being paid for hours
worked. A contributing factor to this finding is the timing of overtime being reported on
timesheets. The combination of multiple shifts and the City's due dates for timesheets creates
multiple cutoff dates for timesheet preparation. Some employees claim overtime scheduled
during the month but after the timesheet cutoff date while other only report overtime actually
worked. This creates one more reconciling step and opportunity for error in timesheet
preparation.
Training Hours
The Department's current policy compensates staff who attend out -of -town training on schedules
shift days as if they worked their regular 24 -hour shift. If the out -of -town training falls on one of
the employee's days off they are not compensated for the time. FLSA requires the payment of
overtime to fire personnel who work more than 212 hours in a 28 -day period. Should the
combination of actual training hours and actual hours worked exceed 212 hours in a 28 -day
period, the employee should report and be paid overtime for hours in excess of 212.
Recommendations
F'Y13 Supplemental Funding
I recommend introduction of an ordinance to appropriate $127,300 for additional FY13
department overtime. The supplemental funding will provide $99,300 in increased overtime and
$28,000 for the associated' benefits.
Department Timekeeping
Significant changes are needed in the Department's timekeeping procedures to address the
findings noted above. I recommend the following:
1. A shift summary, prepared and signed by the on -duty Captain, should be prepared
detailing all personnel working, on leave, or who reported for recall for each shift.
2. Preparation of employee timesheets should be done by the employee and not by the
Department's administrative assistant.
3. A monthly summary should be prepared using the shift summaries (from item #1) that
can be compared to the employee's timesheet when being approved for submission to
payroll.
4. Overtime reported on employee timesheets should only include overtime actually worked
as of the timesheet submission date. Overtime earned after the timesheet submission date
will be reported on the subsequent month's timesheet.
5. The Department's policy regarding compensabee hours for out -of -town training should be
changed to the following:
"An employee who attends Department sponsored training shall be paid the greater of the
hours that would have been worked if not attending training or the combination of actual
training hours and actual hours worked during the 28 -day pay cycle."
v
TO:
Mike Tilly, Fire Chief
FROM:
Rick Koch, City Manager
DATE:
December 18, 2012
Schedule SUBJECT: Overtime Requirements at Kenai Fire Department, Request for
••
The purpose of this correspondence is to discuss the findings of the review of Fire
Department overtime accomplished by the Finance Department dated December 13,
2012 (attached), and to respond to your request for a change in the work schedule for
the Fire Department (memo dated November 15, 2012).
Recommendations are identified on page 4 of the above referenced report. You are
directed to accomplish the following:
1. Draft policies and procedures to institute the recommendations.
2. Submit draft policies and procedures to the City Manager for approval.
3. Ensure policies and procedures are adopted and enacted prior to January 1,
2013.
Regarding your request to modify the work schedule for the Fire Department, I am
generally supportive of the concept. I will accomplish further research and request
review by the Finance and Legal Department.
In reviewing Fire Department overtime, the Finance Department found that
approximately 200 hours of personal leave was taken by Fire Department personnel
without a corresponding leave request /approval over a three -month period (July 1,
2012 - September 30, 2012). Further, the leave was not accounted for and the
employees were not charged with having taken annual leave.
I am directing you to accomplish an internal audit of your Department's leave for a two -
year period beginning, July 1, 2010 and ending June 30, 2012. Additionally, you will
audit the period from October 1, 2012 to date. You are required to submit your findings
to the City Manager prior to January 1, 2013.
If the findings of the audit are representative, the result is unreported leave in the
amount of 800 hours per year, or costs to the City of over $16,000 per year.